Confrontation and Non-Testifying Witnesses (Part 1)

by | Oct 1, 2024 | Blog, Criminal Law, Monmouth County, New Jersey, Ocean County

On June 21, 2024, the United States Supreme Court decided the case of Smith v. Arizona. The principal issue concerned the admissibility of an expert’s testimony in which he refers to a non-testifying analyst’s conclusions.

Justice Kagan wrote for the five-Justice majority in relevant part: The Sixth Amendment’s Confrontation Clause guarantees a criminal defendant the right to confront the witnesses against him. In operation, the Clause protects a defendant’s right of cross-examination by limiting the prosecution’s ability to introduce statements made by people not in the courtroom. The Clause thus bars the admission at trial of an absent witness’s statements unless the witness is unavailable and the defendant had a prior chance to subject her to cross-examination. Crawford v. Washington, 541 U. S. 36, 53–54. This prohibition “applies only to testimonial hearsay,” Davis v. Washington, 547 U. S. 813, 823, and in that two-word phrase are two limits. First, in speaking about “witnesses”—or “those who bear testimony”—the Clause confines itself to “testimonial statements,” a category this Court has variously described. Id., at 823, 826. Second, the Clause bars only the introduction of hearsay—meaning, out-of-court statements offered “to prove the truth of the matter asserted.” Anderson v. United States, 417 U. S. 211, 219.

Relevant here, the Confrontation Clause applies in full to forensic evidence. For example, in Melendez-Diaz v. Massachusetts, 557 U. S. 305, prosecutors introduced “certificates of analysis” stating that lab tests had identified a substance seized from the defendant as cocaine. The Court held that the defendant had a right to cross-examine the lab analysts who prepared the certificates. In Bullcoming v. New Mexico, 564 U. S. 647, the Court relied on Melendez-Diaz to hold that a State could not introduce one lab analyst’s written findings through the testimony of a substitute analyst. Finally, in Williams v. Illinois, 567 U. S. 50, the Court considered a case where one lab analyst related an absent analyst’s findings on the way to stating her own conclusion. The state court held that the testimony did not implicate the Confrontation Clause because the absent analyst’s statements were introduced not for their truth, but to explain the basis for the testifying expert’s opinion. Five Members of the Court rejected that reasoning. But because one of those five affirmed the state court on alternative grounds, Williams lost. This case presents the same question on which the Court fractured in Williams.

This case implicates New Jersey statute N.J.S.A. 2C:35-19: “Laboratory Certificates; Use; Admission into Evidence; Objections.” It is one of many Confrontation Clause cases that have come before the United States Supreme Court in recent years. Those cases implicate the tension between avoiding unduly burdening prosecutions while remain faithful to the Sixth Amendment and the fundamental rights that help guarantee fair criminal trials.

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